SQLAlchemy中使用UPSERT的操作方法

2026-02-09 09:22:31 作者：花酒锄作田

本文介绍了SQLite和PostgreSQL的UPSERT操作,包括语法、注意事项和返回结果,SQLite在UPSERT中不支持WHERE子句,需要使用CASE表达式或应用层过滤,感兴趣的朋友跟随小编一起看看吧

前言

SQLite 和 PostgreSQL 都支持 UPSERT 操作，即"有则更新，无则新增"。冲突列必须有唯一约束。

语法：

PostgreSQL: INSERT ... ON CONFLICT (column) DO UPDATE/NOTHING
SQLite: INSERT ... ON CONFLICT(column) DO UPDATE/NOTHING。注意括号位置

场景	PostgreSQL	SQLite	说明
基本 UPSERT	`ON CONFLICT (col) DO UPDATE SET ...`	`ON CONFLICT(col) DO UPDATE SET ...`	括号位置略有不同
冲突忽略	`ON CONFLICT (col) DO NOTHING`	`ON CONFLICT(col) DO NOTHING`	相同
引用新值	`EXCLUDED.col`	`excluded.col`	PostgreSQL 大写，SQLite 小写
返回结果	`RETURNING *`	`RETURNING *`	相同
条件更新	`WHERE condition`	不支持 WHERE	SQLite 限制

注意事项

冲突列必须有唯一约束
PostgreSQL 和 SQLite 的语法相似，但仍有细微差别。使用原生 SQL 时需要注意。
SQLite 在 UPSERT 时不支持 WHERE 子句，需要改用 CASE 表达式或应用层过滤。
SQLite 3.35+ 版本才支持 RETURNING

EXCLUDED 和 RETURNING

EXCLUDED

EXCLUDED 表示冲突时被拦截的新值。

INSERT INTO users (email, name, age)
VALUES ('test@example.com', '新名字', 30)
ON CONFLICT (email) DO UPDATE SET
    name = EXCLUDED.name,   -- ← 引用新值 "新名字"
    age = EXCLUDED.age      -- ← 引用新值 30

场景	表达式	含义	示例值
原表字段	`users.name`	冲突行的当前值	"老名字"
新值字段	`EXCLUDED.name`	试图插入的新值	"新名字"
混合计算	`users.age + EXCLUDED.age`	原值 + 新值	25 + 30 = 55

示例 1：累加库存

-- 商品库存累加：原库存 100 + 新增 50 = 150
INSERT INTO products (sku, stock)
VALUES ('IPHONE15', 50)
ON CONFLICT (sku) DO UPDATE SET
    stock = products.stock + EXCLUDED.stock  -- 100 + 50
RETURNING stock;

示例 2：仅更新非空字段

-- 如果新值为 NULL，保留原值
INSERT INTO users (email, name, age)
VALUES ('test@example.com', '新名字', NULL)
ON CONFLICT (email) DO UPDATE SET
    name = COALESCE(EXCLUDED.name, users.name),  -- 新名字
    age = COALESCE(EXCLUDED.age, users.age)      -- 保留原 age

示例 3：时间戳更新

-- 更新时刷新 updated_at
INSERT INTO users (email, name)
VALUES ('test@example.com', '新名字')
ON CONFLICT (email) DO UPDATE SET
    name = EXCLUDED.name,
    updated_at = NOW()  -- PostgreSQL
    -- updated_at = CURRENT_TIMESTAMP  -- SQLite

RETURNING

RETURNING 用于返回操作结果。在 INSERT/UPDATE/DELETE 后直接返回指定列，避免额外 SELECT 查询：

INSERT INTO users (email, name)
VALUES ('test@example.com', '张三')
RETURNING id, email, name, created_at;

示例 1：插入后立即获取 ID

# PostgreSQL / SQLite 3.35+
sql = text("""
    INSERT INTO users (email, name)
    VALUES (:email, :name)
    RETURNING id, email, created_at
""")
result = await session.execute(sql, {"email": "test@example.com", "name": "张三"})
user = result.mappings().first()
print(user["id"])  # 直接获取 ID

示例 2：UPSERT 后统一返回

-- 无论插入还是更新，都返回最终状态
INSERT INTO users (email, name, login_count)
VALUES ('test@example.com', '张三', 1)
ON CONFLICT (email) DO UPDATE SET
    name = EXCLUDED.name,
    login_count = users.login_count + 1  -- 累加登录次数
RETURNING 
    id,
    email,
    name,
    login_count,
    CASE 
        WHEN xmax = 0 THEN 'inserted'  -- PostgreSQL 特有：xmax=0 表示插入
        ELSE 'updated'
    END AS action

示例 3：批量操作返回所有结果

-- PostgreSQL 支持批量 RETURNING
INSERT INTO users (email, name)
VALUES 
    ('a@example.com', 'A'),
    ('b@example.com', 'B')
ON CONFLICT (email) DO UPDATE SET
    name = EXCLUDED.name
RETURNING id, email, name;

Python 处理批量返回：

result = await session.execute(sql)
users = [dict(row) for row in result.mappings().all()]
# [{'id': 1, 'email': 'a@example.com', 'name': 'A'}, ...]

示例：用户登录计数器

async def record_user_login(session: AsyncSession, email: str, name: str) -> dict:
    """
    用户登录计数器：
    - 新用户：插入，login_count = 1
    - 老用户：更新，login_count += 1
    - 返回最终状态 + 操作类型
    """
    sql = text("""
        INSERT INTO users (
            email, name, login_count, last_login, created_at
        ) VALUES (
            :email, :name, 1, :now, :now
        )
        ON CONFLICT (email) DO UPDATE SET
            name = EXCLUDED.name,                          -- 更新用户名
            login_count = users.login_count + 1,           -- 累加登录次数
            last_login = EXCLUDED.last_login               -- 更新最后登录时间
        RETURNING
            id,
            email,
            name,
            login_count,
            last_login,
            created_at,
            CASE 
                WHEN xmax = 0 THEN 'inserted' 
                ELSE 'updated' 
            END AS action  -- PostgreSQL 特有：区分插入/更新
    """)
    now = datetime.utcnow()
    result = await session.execute(
        sql,
        {"email": email, "name": name, "now": now}
    )
    row = result.mappings().first()
    return dict(row) if row else None
# 使用示例
user = await record_user_login(session, "test@example.com", "张三")
print(f"{user['action']} user {user['email']} with {user['login_count']} logins")
# 输出: inserted user test@example.com with 1 logins
# 或: updated user test@example.com with 5 logins

示例数据模型类

from sqlalchemy import Column, Integer, String, UniqueConstraint
from sqlalchemy.orm import DeclarativeBase
class Base(DeclarativeBase):
    pass
class User(Base):
    __tablename__ = "users"
    id = Column(Integer, primary_key=True, autoincrement=True)
    email = Column(String(100), unique=True, nullable=False)  # 唯一约束
    name = Column(String(50))
    age = Column(Integer)
    balance = Column(Integer, default=0)
    __table_args__ = (
        UniqueConstraint("email", name="uq_users_email"),
    )
class Product(Base):
    __tablename__ = "products"
    id = Column(Integer, primary_key=True)
    sku = Column(String(50), unique=True, nullable=False)  # 唯一 SKU
    name = Column(String(100))
    stock = Column(Integer, default=0)
    price = Column(Integer)

ORM 方式

注意 insert 的导入路径。

基本示例

from sqlalchemy.dialects.postgresql import insert as pg_insert
from sqlalchemy.dialects.sqlite import insert as sqlite_insert
from sqlalchemy import insert
async def upsert_user_orm(session: AsyncSession, user_data: dict) -> dict:
    """
    UPSERT 用户（ORM 风格）
    如果 email 冲突则更新，否则插入
    """
    # 方式 1：使用通用 insert（推荐⭐）
    # SQLAlchemy 会根据方言自动选择正确的语法
    stmt = (
        insert(User)
        .values(**user_data)
        .on_conflict_do_update(
            index_elements=["email"],  # 冲突检测列（唯一约束）
            set_={
                "name": user_data["name"],
                "age": user_data.get("age"),
                "updated_at": func.now()  # 假设有 updated_at 列
            }
        )
        .returning(User)  # 返回插入/更新后的行
    )
    result = await session.execute(stmt)
    user = result.scalar_one()
    return {
        "id": user.id,
        "email": user.email,
        "name": user.name,
        "age": user.age
    }
async def upsert_user_ignore(session: AsyncSession, user_data: dict) -> bool:
    """
    UPSERT 但冲突时忽略（DO NOTHING）
    """
    stmt = (
        insert(User)
        .values(**user_data)
        .on_conflict_do_nothing(
            index_elements=["email"]
        )
    )
    result = await session.execute(stmt)
    return result.rowcount > 0  # 返回是否插入成功

条件更新：仅更新特定字段

async def upsert_user_conditional(session: AsyncSession, user_data: dict) -> dict:
    """
    UPSERT：冲突时只更新非空字段
    """
    stmt = (
        insert(User)
        .values(**user_data)
        .on_conflict_do_update(
            index_elements=["email"],
            set_={
                "name": user_data["name"],
                # 条件：只有提供了 age 才更新
                "age": user_data.get("age", User.age),  # 保持原值
            },
            # 可选：添加 WHERE 条件
            where=User.email == user_data["email"]
        )
        .returning(User)
    )
    result = await session.execute(stmt)
    return result.mappings().first()

批量 UPSERT

async def bulk_upsert_users(session: AsyncSession, users: list[dict]) -> int:
    """
    批量 UPSERT 用户
    """
    stmt = (
        insert(User)
        .values(users)
        .on_conflict_do_update(
            index_elements=["email"],
            set_={
                "name": insert(User).excluded.name,  # 使用 excluded 表示新值
                "age": insert(User).excluded.age,
            }
        )
    )
    result = await session.execute(stmt)
    return result.rowcount

使用 EXCLUDED 引用新值

async def upsert_product_with_stock(session: AsyncSession, product_data: dict) -> dict:
    """
    UPSERT 产品：冲突时累加库存
    """
    stmt = (
        insert(Product)
        .values(**product_data)
        .on_conflict_do_update(
            index_elements=["sku"],
            set_={
                # 累加库存：原库存 + 新库存
                "stock": Product.stock + insert(Product).excluded.stock,
                # 更新其他字段
                "name": insert(Product).excluded.name,
                "price": insert(Product).excluded.price,
            }
        )
        .returning(Product)
    )
    result = await session.execute(stmt)
    return result.mappings().first()

用户服务

class UserService:
    """用户服务（支持 UPSERT）"""
    def __init__(self, session: AsyncSession):
        self.session = session
    async def create_or_update(self, email: str, name: str, age: int | None = None) -> dict:
        """创建或更新用户"""
        stmt = (
            insert(User)
            .values(
                email=email,
                name=name,
                age=age,
                created_at=datetime.utcnow()
            )
            .on_conflict_do_update(
                index_elements=["email"],
                set_={
                    "name": name,
                    "age": age,
                    "updated_at": datetime.utcnow()
                }
            )
            .returning(User)
        )
        result = await self.session.execute(stmt)
        user = result.scalar_one()
        return {
            "id": user.id,
            "email": user.email,
            "name": user.name,
            "age": user.age
        }
    async def bulk_create_or_update(self, users: list[dict]) -> int:
        """批量创建或更新"""
        stmt = (
            insert(User)
            .values(users)
            .on_conflict_do_update(
                index_elements=["email"],
                set_={
                    "name": insert(User).excluded.name,
                    "age": insert(User).excluded.age,
                    "updated_at": datetime.utcnow()
                }
            )
        )
        result = await self.session.execute(stmt)
        return result.rowcount
    async def create_if_not_exists(self, email: str, name: str) -> bool:
        """仅当不存在时创建"""
        stmt = (
            insert(User)
            .values(
                email=email,
                name=name,
                created_at=datetime.utcnow()
            )
            .on_conflict_do_nothing(
                index_elements=["email"]
            )
        )
        result = await self.session.execute(stmt)
        return result.rowcount > 0  # True = 插入成功，False = 已存在

原生 SQL

基本示例

PostgreSQL

async def upsert_user_pg(session: AsyncSession, user_data: dict) -> dict | None:
    """
    PostgreSQL 原生 UPSERT
    """
    sql = text("""
        INSERT INTO users (email, name, age, created_at)
        VALUES (:email, :name, :age, :created_at)
        ON CONFLICT (email) DO UPDATE  -- 冲突列
        SET 
            name = EXCLUDED.name,      -- EXCLUDED 表示新插入的值
            age = EXCLUDED.age,
            updated_at = NOW()
        RETURNING id, email, name, age
    """)
    result = await session.execute(
        sql,
        {
            "email": user_data["email"],
            "name": user_data["name"],
            "age": user_data.get("age"),
            "created_at": datetime.utcnow()
        }
    )
    row = result.mappings().first()
    return dict(row) if row else None

SQLite

async def upsert_user_sqlite(session: AsyncSession, user_data: dict) -> dict | None:
    """
    SQLite 原生 UPSERT（语法与 PostgreSQL 几乎相同）
    """
    sql = text("""
        INSERT INTO users (email, name, age, created_at)
        VALUES (:email, :name, :age, :created_at)
        ON CONFLICT(email) DO UPDATE SET  -- SQLite 语法稍有不同
            name = excluded.name,
            age = excluded.age,
            updated_at = CURRENT_TIMESTAMP
        RETURNING id, email, name, age
    """)
    result = await session.execute(
        sql,
        {
            "email": user_data["email"],
            "name": user_data["name"],
            "age": user_data.get("age"),
            "created_at": datetime.utcnow()
        }
    )
    row = result.mappings().first()
    return dict(row) if row else None

冲突时忽略

async def insert_or_ignore_user(session: AsyncSession, user_data: dict) -> bool:
    """
    插入用户，如果冲突则忽略
    """
    # PostgreSQL
    sql = text("""
        INSERT INTO users (email, name, age, created_at)
        VALUES (:email, :name, :age, :created_at)
        ON CONFLICT (email) DO NOTHING
    """)
    # SQLite（语法相同）
    # sql = text("""
    #     INSERT INTO users (email, name, age, created_at)
    #     VALUES (:email, :name, :age, :created_at)
    #     ON CONFLICT(email) DO NOTHING
    # """)
    result = await session.execute(
        sql,
        {
            "email": user_data["email"],
            "name": user_data["name"],
            "age": user_data.get("age"),
            "created_at": datetime.utcnow()
        }
    )
    return result.rowcount > 0  # 返回是否插入成功

批量 UPSERT

async def bulk_upsert_products(session: AsyncSession, products: list[dict]) -> int:
    """
    批量 UPSERT 产品（原生 SQL）
    """
    # PostgreSQL
    sql = text("""
        INSERT INTO products (sku, name, stock, price, created_at)
        VALUES (
            :sku, :name, :stock, :price, :created_at
        )
        ON CONFLICT (sku) DO UPDATE SET
            name = EXCLUDED.name,
            stock = products.stock + EXCLUDED.stock,  -- 累加库存
            price = EXCLUDED.price,
            updated_at = NOW()
    """)
    # 批量执行
    for product in products:
        await session.execute(
            sql,
            {
                "sku": product["sku"],
                "name": product["name"],
                "stock": product.get("stock", 0),
                "price": product.get("price", 0),
                "created_at": datetime.utcnow()
            }
        )
    return len(products)

部分更新 + 条件判断

async def upsert_user_smart(session: AsyncSession, user_data: dict) -> dict | None:
    """
    智能 UPSERT：
    - 如果提供了 age，才更新 age
    - 如果提供了 name，才更新 name
    - 更新 updated_at
    """
    sql = text("""
        INSERT INTO users (email, name, age, created_at)
        VALUES (:email, :name, :age, :created_at)
        ON CONFLICT (email) DO UPDATE SET
            name = COALESCE(:name, users.name),  -- 如果新值为 NULL，保持原值
            age = COALESCE(:age, users.age),
            updated_at = NOW()
        RETURNING id, email, name, age, updated_at
    """)
    result = await session.execute(
        sql,
        {
            "email": user_data["email"],
            "name": user_data.get("name"),  # 可能为 None
            "age": user_data.get("age"),    # 可能为 None
            "created_at": datetime.utcnow()
        }
    )
    row = result.mappings().first()
    return dict(row) if row else None

用户注册/登录：存在则更新最后登录时间

async def register_or_login(session: AsyncSession, email: str, name: str) -> dict:
    """
    用户注册或登录：
    - 新用户：插入
    - 老用户：更新最后登录时间
    """
    sql = text("""
        INSERT INTO users (email, name, last_login, created_at)
        VALUES (:email, :name, :now, :now)
        ON CONFLICT (email) DO UPDATE SET
            last_login = EXCLUDED.last_login,
            name = EXCLUDED.name  -- 可选：更新用户名
        RETURNING id, email, name, last_login, created_at
    """)
    now = datetime.utcnow()
    result = await session.execute(
        sql,
        {"email": email, "name": name, "now": now}
    )
    return dict(result.mappings().first())

库存累加

async def add_product_stock(session: AsyncSession, sku: str, quantity: int) -> bool:
    """
    增加商品库存：
    - 商品不存在：插入
    - 商品存在：累加库存
    """
    sql = text("""
        INSERT INTO products (sku, stock, created_at)
        VALUES (:sku, :quantity, :now)
        ON CONFLICT (sku) DO UPDATE SET
            stock = products.stock + EXCLUDED.stock,
            updated_at = NOW()
    """)
    result = await session.execute(
        sql,
        {
            "sku": sku,
            "quantity": quantity,
            "now": datetime.utcnow()
        }
    )
    return result.rowcount > 0

用户积分累加

async def add_user_points(session: AsyncSession, user_id: int, points: int) -> dict | None:
    """
    增加用户积分（累加）
    """
    sql = text("""
        INSERT INTO user_points (user_id, points, created_at)
        VALUES (:user_id, :points, :now)
        ON CONFLICT (user_id) DO UPDATE SET
            points = user_points.points + EXCLUDED.points,
            updated_at = NOW()
        RETURNING user_id, points
    """)
    result = await session.execute(
        sql,
        {
            "user_id": user_id,
            "points": points,
            "now": datetime.utcnow()
        }
    )
    row = result.mappings().first()
    return dict(row) if row else None

标签计数

存在则 +1，不存在则创建：

async def increment_tag_count(session: AsyncSession, tag_name: str) -> int:
    """
    标签计数：
    - 标签不存在：插入 count=1
    - 标签存在：count += 1
    """
    sql = text("""
        INSERT INTO tags (name, count, created_at)
        VALUES (:name, 1, :now)
        ON CONFLICT (name) DO UPDATE SET
            count = tags.count + 1,
            updated_at = NOW()
        RETURNING count
    """)
    result = await session.execute(
        sql,
        {"name": tag_name, "now": datetime.utcnow()}
    )
    return result.scalar() or 0

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SQLAlchemy中使用UPSERT的操作方法

前言

注意事项

EXCLUDED 和 RETURNING

EXCLUDED

RETURNING

示例：用户登录计数器

示例数据模型类

ORM 方式

基本示例

条件更新：仅更新特定字段

批量 UPSERT

使用 EXCLUDED 引用新值

用户服务

原生 SQL

基本示例

冲突时忽略

批量 UPSERT

部分更新 + 条件判断

用户注册/登录：存在则更新最后登录时间

库存累加

用户积分累加

标签计数

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